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PDFMultiple Products/Services Decision Reference 2021-0300

Sector: Investment

Product/Service: Multiple Investment Product/Service

Primary Conduct Complained Of: Customer Service

Outcome: Partially upheld

All Conducts Complained Of: Failure to provide correct information, Alleged poor management of fund, Dissatisfaction with customer service , Maladministration, Misrepresentation (at point of sale or after)

Year: 2021

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